Corporate: Compliance and fraud

At Davies and Partners our Compliance and Fraud Team has significant experience in advising clients in relation to the impact that regulations have on themselves as individuals and on their businesses.

The Compliance Unit has a wealth of experience in dealing with compliance and regulatory matters. We ensure clients are aware and observe their regulatory obligations and deal with prosecutions or proceedings brought by regulatory authorities.

The Unit has experienced a wide range of matters including:-

• Care Standards Tribunals
• Professional Disciplinary Tribunals
• Judicial Review
• Transport Tribunals
• Department of Trade and Industry Investigations
• Corporate Governance
• Financial Services
• Health & Safety Investigations and prosecutions
• Trading Standards Investigations and prosecutions
• Environment Agency investigations and prosecutions.
• Office of Fair Trading investigations
• Premium Rate Industry Regulation
• Property Misdescriptions Act investigations and prosecutions

The Unit also has an array of experience in dealing with fraud actions, both civil and criminal.

Meet the team

• Greg Tay-Lodge
• Nigel Tillott